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Read the CFTC Part 4 Easy Reference Guide (54 KB) to learn more about exemptions. For additional details about CFTC No Action Letters, click here.
If a firm is currently operating under an exemption, the exemption displays as Active. If a firm previously claimed an exemption but has since withdrawn it, the exemption displays as Withdrawn.
The date the firm's exemption was withdrawn.
The date the firm's exemption was last affirmed.
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